Arik Hill - 30 Aug 2021 Form 3 Insider Report for Ontrak, Inc. (OTRK)

Signature
/s/ Arik Hill
Issuer symbol
OTRK
Transactions as of
30 Aug 2021
Net transactions value
$0
Form type
3
Filing time
09 Sep 2021, 16:10:29 UTC
Next filing
14 Apr 2022

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding OTRK Option (right to buy) 30 Aug 2021 Ontrak, Inc. Common Stock 100,000 $12.07 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Hill was appointed as the Company's Chief Information Officer on August 30, 2021. These options were granted to Mr. Hill for his services as the Chief Information Officer of the Company.
F2 25% of these options shall vest one year from the date of grant and the remaining options shall vest equally over the next 36 months.