Ulrich E. Keller - Aug 31, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Aug 31, 2021
Transactions value $
-$156,841
Form type
4
Date filed
9/2/2021, 04:13 PM
Previous filing
Aug 30, 2021
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $41.3K +5K +24.17% $8.25 25.7K Aug 31, 2021 Direct F1
transaction FFWM Common Stock Sale -$120K -5K -19.47% $23.96 20.7K Aug 31, 2021 Direct
transaction FFWM Common Stock Options Exercise $41.3K +5K +24.17% $8.25 25.7K Sep 1, 2021 Direct F1
transaction FFWM Common Stock Sale -$120K -5K -19.47% $23.91 20.7K Sep 1, 2021 Direct
holding FFWM Common Stock 1.29M Aug 31, 2021 Family Trust
holding FFWM Common Stock 693K Aug 31, 2021 Limited Partnership
holding FFWM Common Stock 245K Aug 31, 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Option (right to buy) Options Exercise $0 -5K -12.5% $0.00 35K Aug 31, 2021 Common Stock 5K $8.25 Direct
transaction FFWM Option (right to buy) Options Exercise $0 -5K -14.29% $0.00 30K Sep 1, 2021 Common Stock 5K $8.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option exercise price.