Mark L. First - Jun 18, 2021 Form 4 Insider Report for PetIQ, Inc. (PETQ)

Role
Director
Signature
/s/ R. Michael Herrman, as attorney-in-fact
Stock symbol
PETQ
Transactions as of
Jun 18, 2021
Transactions value $
$0
Form type
4
Date filed
8/9/2021, 05:27 PM
Previous filing
Jun 21, 2021
Next filing
Jul 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PETQ Class A Common Stock Options Exercise +3.07K +171.26% 4.86K Jun 18, 2021 Direct F1
holding PETQ Class A Common Stock 1.97M Jun 18, 2021 See footnote F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PETQ Restricted Stock Unit Options Exercise $0 -3.07K -100% $0.00* 0 Jun 18, 2021 Class A Common Stock 3.07K Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSU") into shares of Class A common stock.
F2 Includes 1,660,344 shares of Class A Common Stock held by ECP Helios Partners IV, L.P. ("ECP Helios") and 312,343 shares of Class A common Stock held Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
F3 Each RSU represents a contingent right to receive one share of Class A Common Stock.
F4 No exercisable date for this type of award
F5 No Expiration date for this type of award