Ulrich E. Keller Jr. - 11 Jun 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller
Issuer symbol
FFWM
Transactions as of
11 Jun 2021
Net transactions value
-$161,557
Form type
4
Filing time
14 Jun 2021, 14:26:56 UTC
Next filing
14 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $9,075 +1,100 +5.3% $8.25 21,787 11 Jun 2021 Direct F1
transaction FFWM Common Stock Sale $27,280 -1,100 -5% $24.80 20,687 11 Jun 2021 Direct
transaction FFWM Common Stock Options Exercise $73,425 +8,900 +43% $8.25 29,587 11 Jun 2021 Direct F1
transaction FFWM Common Stock Sale $216,777 -8,900 -30% $24.36 20,687 11 Jun 2021 Direct
holding FFWM Common Stock 1,289,274 11 Jun 2021 Family Trust
holding FFWM Common Stock 693,000 11 Jun 2021 Limited Partnership
holding FFWM Common Stock 245,000 11 Jun 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Option (right to buy) Options Exercise $0 -1,100 -1.4% $0.000000 78,900 11 Jun 2021 Common Stock 1,100 $8.25 Direct
transaction FFWM Option (right to buy) Options Exercise $0 -8,900 -11% $0.000000 70,000 11 Jun 2021 Common Stock 8,900 $8.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option exercise price.