Ulrich E. Keller - Jun 11, 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chairman, Director
Signature
/s/ Kevin L. Thompson attorney in fact for Ulrich E. Keller
Stock symbol
FFWM
Transactions as of
Jun 11, 2021
Transactions value $
-$161,557
Form type
4
Date filed
6/14/2021, 02:26 PM
Next filing
Jun 14, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $9.08K +1.1K +5.32% $8.25 21.8K Jun 11, 2021 Direct F1
transaction FFWM Common Stock Sale -$27.3K -1.1K -5.05% $24.80 20.7K Jun 11, 2021 Direct
transaction FFWM Common Stock Options Exercise $73.4K +8.9K +43.02% $8.25 29.6K Jun 11, 2021 Direct F1
transaction FFWM Common Stock Sale -$217K -8.9K -30.08% $24.36 20.7K Jun 11, 2021 Direct
holding FFWM Common Stock 1.29M Jun 11, 2021 Family Trust
holding FFWM Common Stock 693K Jun 11, 2021 Limited Partnership
holding FFWM Common Stock 245K Jun 11, 2021 Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Option (right to buy) Options Exercise $0 -1.1K -1.38% $0.00 78.9K Jun 11, 2021 Common Stock 1.1K $8.25 Direct
transaction FFWM Option (right to buy) Options Exercise $0 -8.9K -11.28% $0.00 70K Jun 11, 2021 Common Stock 8.9K $8.25 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Option exercise price.