Frank B. Raciti - 09 Aug 2021 Form 3 Insider Report for Endo International plc

Role
VP, Controller and CAO
Signature
/s/ Matthew J. Maletta, by power of attorney
Issuer symbol
N/A
Transactions as of
09 Aug 2021
Net transactions value
$0
Form type
3
Filing time
09 Aug 2021, 16:01:48 UTC
Next filing
08 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding ENDPQ Ordinary Shares 6,152 09 Aug 2021 Direct
holding ENDPQ 2015 Stock Incentive Plan Restricted Stock Units (RSU) 2,859 09 Aug 2021 Direct F1
holding ENDPQ 2015 Stock Incentive Plan Restricted Stock Units (RSU) 3,505 09 Aug 2021 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ENDPQ 2015 Stock Incentive Plan Options (NQ) 09 Aug 2021 2015 Stock Incentive Plan Options (NQ) 930 $13.19 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On March 29, 2019, 8,577 RSUs were granted to Mr. Raciti with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of August 9, 2021, 5,718 of these RSUs were vested and released. The amount reported in Table I represents the unvested portion as of that date.
F2 On March 5, 2021, 3,505 RSUs were granted to Mr. Raciti with one-third vesting, and thus expiring, on each of the first three grant date anniversaries. As of August 9, 2021, none of these RSUs have vested or been released. The amount reported in Table I represents the unvested portion as of that date.
F3 On February 21, 2017, 930 non-qualified stock options were granted to Mr. Raciti, with one-fourth vesting on each of the first four grant date anniversaries. As of August 9, 2021, 930 of these non-qualified stock options had vested and none had been exercised. The amount reported in Table II represents the unexercised portion as of that date.

Remarks:

These securities represent the amounts owned by Mr. Raciti as of August 9, 2021, the date of effectiveness of his appointment as Vice President, Controller and Chief Accounting Officer of Endo International plc.