| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | VIRT | Class A common stock | 683,942 | 03 Feb 2025 | Direct | ||||||
| holding | VIRT | Class A common stock | 442,755 | 03 Feb 2025 | See footnote | F1 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VIRT | Restricted Stock Unit | Options Exercise | $0 | -16,261 | -8.5% | $0.000000 | 175,102 | 03 Feb 2025 | Class A common stock | 16,261 | Direct | F2, F3 | |
| transaction | VIRT | Restricted Stock Unit | Options Exercise | $0 | -25,752 | -15% | $0.000000 | 149,350 | 03 Feb 2025 | Class A common stock | 25,752 | Direct | F2, F4 | |
| transaction | VIRT | Deferred Stock Unit | Options Exercise | $0 | +16,261 | +3.7% | $0.000000 | 458,560 | 03 Feb 2025 | Class A common stock | 16,261 | Direct | F5, F6 | |
| transaction | VIRT | Deferred Stock Unit | Options Exercise | $0 | +25,752 | +5.6% | $0.000000 | 484,312 | 03 Feb 2025 | Class A common stock | 25,752 | Direct | F5, F6 | |
| holding | VIRT | Non-voting common interest untis of Virtu Financial LLC | 2,830,742 | 03 Feb 2025 | Class A common stock | 2,830,742 | See footnote | F7 | ||||||
| holding | VIRT | Non-voting common interest units of Virtu Financial LLC | 819,804 | 03 Feb 2025 | Class A common stock | 819,804 | See footnote | F7, F8 |
| Id | Content |
|---|---|
| F1 | By a trust, for the benefit of the Cifu Family (the "Cifu Family 2020 Trust"). Melissa B. Lautenberg, the reporting person's wife, holds dispositive control and voting control over the shares held by the Cifu Family 2020 Trust. The reporting person may be deemed to beneficially own the shares held by the Cifu Family 2020 Trust by virtue of his relationship with Ms. Lautenberg. |
| F2 | Each RSU is granted under the Issuer's Amended and Restated 2015 Management Incentive Plan and represents a contingent right to receive one share of Class A common stock of the Issuer. |
| F3 | The RSUs vested February 3, 2025. |
| F4 | The RSUs vest in two equal installments on February 3, 2025 and February 3, 2026. |
| F5 | Deferred Stock Units ("DSU") credited to the reporting person under the Virtu Financial, Inc. Deferred Compensation Plan, effective November 13, 2020. Each DSU is economically equivalent to one share of Class A common stock. |
| F6 | The DSUs credited under the Deferred Compensation Plan are generally payable in the form elected or provided under the Deferred Compensation Plan on the earlier of: (i) a separation from service, (ii) a specified date, or (iii) a change in control. |
| F7 | Pursuant to the terms of the Exchange Agreement, effective as of April 15, 2015, by and among the Issuer, Virtu Financial LLC and the equityholders of Virtu Financial LLC (the "Exchange Agreement"), Virtu Financial Units, together with a corresponding number of shares of Class C Common Stock, may be exchanged for shares of Class A common stock of the Issuer, which have one vote per share and economic rights (including rights to dividends and distributions upon liquidation), on a one-for-one basis at the discretion of the holder. The exchange rights under the Exchange Agreement do not expire. |
| F8 | By a trust, for the benefit of the Cifu Family (the "Cifu Family Trust"). Melissa B. Lautenberg, the reporting person's wife, and Dr. Mitchel A. Lautenberg, Ms. Lautenberg's brother, share dispositive control and voting control over the shares held by the Cifu Family Trust. The reporting person may be deemed to beneficially own the shares held by the Cifu Family Trust by virtue of his relationship with Ms. Lautenberg. |