Rohit Bhagat - Sep 5, 2024 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role: Director
Signature: /s/ Celeste Angelich, as Attorney-in-Fact, for Rohit Bhagat
Stock symbol: AMK
Transactions as of: Sep 5, 2024
Transactions value $: -$2,081,477
Form type: 4
Date filed: 9/6/2024, 04:03 PM
Previous filing: Sep 3, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMK	Common Stock	Disposed to Issuer	-$2.08M	-59K	-100%	$35.25	0	Sep 5, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Rohit Bhagat is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id	Content
F1	Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of common stock held by the reporting person was converted automatically into the right to receive $35.25 per share in cash (the "Merger Consideration").

Content

Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of common stock held by the reporting person was converted automatically into the right to receive $35.25 per share in cash (the "Merger Consideration").