Rohit Bhagat - Sep 5, 2024 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
Director
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Rohit Bhagat
Stock symbol
AMK
Transactions as of
Sep 5, 2024
Transactions value $
-$2,081,477
Form type
4
Date filed
9/6/2024, 04:03 PM
Previous filing
Sep 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Disposed to Issuer -$2.08M -59K -100% $35.25 0 Sep 5, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Rohit Bhagat is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Represents shares disposed of as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 25, 2024, by and among AssetMark Financial Holdings, Inc., GTCR Everest Borrower, LLC and GTCR Everest Merger Sub, Inc. (the "Merger Agreement"). Pursuant to the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of common stock held by the reporting person was converted automatically into the right to receive $35.25 per share in cash (the "Merger Consideration").