Joel David McNatt Jr. - 26 Jul 2024 Form 4 Insider Report for AssetMark Financial Holdings, Inc.

Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Joel David McNatt Jr.
Issuer symbol
N/A
Transactions as of
26 Jul 2024
Net transactions value
$0
Form type
4
Filing time
29 Jul 2024, 18:07:25 UTC
Previous filing
11 Jun 2024
Next filing
07 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Gift $0 -1,450 -2.7% $0.000000 52,476 26 Jul 2024 Direct F1
transaction AMK Common Stock Gift $0 -2,080 -4% $0.000000 50,396 26 Jul 2024 Direct F2
transaction AMK Common Stock Gift $0 +2,080 $0.000000 2,080 26 Jul 2024 By Child F3, F4
transaction AMK Common Stock Gift $0 -973 -1.9% $0.000000 49,423 26 Jul 2024 Direct F5
transaction AMK Common Stock Gift $0 -6,864 -14% $0.000000 42,559 26 Jul 2024 Direct F6
transaction AMK Common Stock Gift $0 +6,864 $0.000000 6,864 26 Jul 2024 By Roberts McNatt Living Trust F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a donation to the Roberts McNatt Family Charitable Account.
F2 The reported transaction involves the gift of 1,040 shares to each of the Reporting Person's children to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F3 Represents the acquisition of 1,040 shares by each of the Reporting Person's children in a gift from the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA") for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F4 The Reporting Person disclaims beneficial ownership of the shares held by his minor children in their custodial account except to the extent of his pecuniary interest therein, and this Report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or any other purpose.
F5 Represents a gift to a relative of the Reporting Person who neither resides with nor is dependent upon the Reporting Person.
F6 Shares transferred to the Roberts McNatt Living Trust dated December 6, 2018.
F7 Represents shares acquired by the Roberts McNatt Living Trust dated December 6, 2018.
F8 Shares held by the Roberts McNatt Living Trust dated December 6, 2018.

Remarks:

The Reporting Person did not sell any of the shares reported on this Form 4.