Carrie E. Hansen - Jun 10, 2024 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role: EVP, Chief Operating Officer
Signature: /s/ Celeste Angelich, as Attorney-in-Fact, for Carrie E. Hansen
Stock symbol: AMK
Transactions as of: Jun 10, 2024
Transactions value $: -$365,025
Form type: 4
Date filed: 6/11/2024, 08:12 PM
Previous filing: Dec 7, 2023
Next filing: Aug 21, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMK	Common Stock	Sale	-$322K	-9.37K	-6.45%	$34.41	136K	Jun 10, 2024	Direct	F1
transaction	AMK	Common Stock	Sale	-$42.8K	-1.25K	-0.92%	$34.33	135K	Jun 10, 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

Content

Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

Remarks:

The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.