Carrie E. Hansen - 08 Jun 2023 Form 4 Insider Report for AssetMark Financial Holdings, Inc.

Role: EVP, Chief Operating Officer
Signature: /s/ Celeste Angelich, as Attorney-in-Fact, for Carrie E. Hansen
Issuer symbol: N/A
Transactions as of: 08 Jun 2023
Net transactions value: -$124,989
Form type: 4
Filing time: 12 Jun 2023, 19:09:30 UTC
Previous filing: 07 Jul 2022
Next filing: 07 Dec 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMK	Common Stock	Award	$0	+37,892	+31%	$0.000000	160,866	08 Jun 2023	Direct	F1
transaction	AMK	Common Stock	Sale	$99,673	-3,318	-2.1%	$30.04	157,548	08 Jun 2023	Direct	F2
transaction	AMK	Common Stock	Sale	$25,317	-855	-0.54%	$29.61	156,693	09 Jun 2023	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the Issuer.
F2	Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

Content

Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the Issuer.

Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.

Remarks:

The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.