Ritchie L. Anderson - Nov 8, 2021 Form 4 Insider Report for MALIBU BOATS, INC. (MBUU)

Role
Chief Operating Officer
Signature
Ritchie L. Anderson /s/ Wayne Wilson as attorney-in-fact
Stock symbol
MBUU
Transactions as of
Nov 8, 2021
Transactions value $
-$959,916
Form type
4
Date filed
11/10/2021, 06:47 PM
Previous filing
Nov 5, 2021
Next filing
Nov 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MBUU Class A Common Stock Tax liability -$36.4K -473 -1.52% $77.03 30.7K Nov 8, 2021 Direct F1, F2
transaction MBUU Class A Common Stock Tax liability -$45.5K -591 -1.93% $77.03 30.1K Nov 8, 2021 Direct F2, F3
transaction MBUU Class A Common Stock Tax liability -$51.8K -673 -2.24% $77.03 29.4K Nov 8, 2021 Direct F2, F4
transaction MBUU Class A Common Stock Tax liability -$43.8K -568 -1.93% $77.03 28.9K Nov 8, 2021 Direct F2, F5
transaction MBUU Class A Common Stock Sale -$213K -2.84K -9.82% $75.04 26K Nov 8, 2021 Direct F2, F6
transaction MBUU Class A Common Stock Options Exercise $168K +6.5K +24.97% $25.85 32.5K Nov 8, 2021 Direct F2
transaction MBUU Class A Common Stock Options Exercise $40.9K +1.33K +4.08% $30.87 33.9K Nov 8, 2021 Direct F2
transaction MBUU Class A Common Stock Sale -$587K -7.83K -23.11% $75.04 26K Nov 8, 2021 Direct F2, F7
transaction MBUU Class A Common Stock Options Exercise $1.27K +41 +0.16% $30.87 26.1K Nov 9, 2021 Direct F2
transaction MBUU Class A Common Stock Sale -$3.04K -41 -0.16% $74.11 26K Nov 9, 2021 Direct F2, F8
transaction MBUU Class A Common Stock Options Exercise $112K +3.63K +13.96% $30.87 29.7K Nov 10, 2021 Direct F2
transaction MBUU Class A Common Stock Options Exercise $49K +1.16K +3.92% $42.13 30.8K Nov 10, 2021 Direct F2
transaction MBUU Class A Common Stock Sale -$351K -4.8K -15.56% $73.10 26K Nov 10, 2021 Direct F2, F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -6.5K -100% $0.00* 0 Nov 8, 2021 Class A Common Stock 6.5K $25.85 Direct F10
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -1.33K -26.52% $0.00 3.67K Nov 8, 2021 Class A Common Stock 1.33K $30.87 Direct F11
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -41 -1.12% $0.00 3.63K Nov 9, 2021 Class A Common Stock 41 $30.87 Direct F11
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -3.63K -100% $0.00* 0 Nov 10, 2021 Class A Common Stock 3.63K $30.87 Direct F11
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -1.16K -18.62% $0.00 5.09K Nov 10, 2021 Class A Common Stock 1.16K $42.13 Direct F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,375 shares under a restricted stock award granted on November 6, 2017.
F2 As of the filing date hereof, includes 1,500 shares of restricted stock vesting on November 6, 2022, 3,417 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 4,326 shares of restricted stock vesting in three equal annual installments beginning on November 6, 2022 and 4,310 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022.
F3 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,500 shares under a restricted stock award granted on November 1, 2018.
F4 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,708 shares under a restricted stock award granted on November 22, 2019.
F5 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 1,442 shares under a restricted stock award granted on November 3, 2020.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.16, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6), (7), (8) and (9).
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.17, inclusive.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.02 to $74.12, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.54, inclusive.
F10 The initial options to purchase 26,000 shares vest in four equal installments beginning on June 29, 2018. As of the filing date hereof, options to purchase 26,000 shares had fully vested and options for those shares have been fully exercised, including the exercise of options shown above.
F11 The initial options to purchase 10,000 shares include 5,000 options that vest in four equal installments beginning on November 6, 2018 and 5,000 performance-based options. As of the filing date hereof, options to purchase 10,000 shares had fully vested and options for all such shares have been exercised, including the exercise of options shown above.
F12 The initial options to purchase 12,500 shares vest in four equal installments beginning on August 22, 2019. As of the filing date hereof, options to purchase 9,375 had fully vested and 7,414 options for those shares have been fully exercised, including the exercise of options shown above. The remaining options to purchase 3,125 shares will vest on August 22, 2022.