Jackie D. Springer Jr. - Nov 8, 2021 Form 4 Insider Report for MALIBU BOATS, INC. (MBUU)

Signature
Jackie D. Springer Jr., /s/ Wayne Wilson as attorney-in-fact
Stock symbol
MBUU
Transactions as of
Nov 8, 2021
Transactions value $
-$3,577,321
Form type
4
Date filed
11/10/2021, 06:47 PM
Previous filing
Nov 5, 2021
Next filing
Jun 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MBUU Class A Common Stock Tax liability -$83.4K -1.08K -1.28% $77.03 83.3K Nov 8, 2021 Direct F1, F2
transaction MBUU Class A Common Stock Tax liability -$91K -1.18K -1.42% $77.03 82.2K Nov 8, 2021 Direct F2, F3
transaction MBUU Class A Common Stock Tax liability -$112K -1.45K -1.76% $77.03 80.7K Nov 8, 2021 Direct F2, F4
transaction MBUU Class A Common Stock Tax liability -$98.4K -1.28K -1.58% $77.03 79.4K Nov 8, 2021 Direct F2, F5
transaction MBUU Class A Common Stock Sale -$435K -5.81K -13.16% $74.88 38.3K Nov 8, 2021 See footnote F6, F7
transaction MBUU Class A Common Stock Sale -$694K -9.19K -23.98% $75.54 29.1K Nov 8, 2021 See footnote F7, F8
transaction MBUU Class A Common Stock Options Exercise $129K +5K +6.29% $25.85 84.4K Nov 8, 2021 Direct F2
transaction MBUU Class A Common Stock Sale -$380K -5K -5.92% $76.00 79.4K Nov 8, 2021 Direct F2, F9
transaction MBUU Class A Common Stock Options Exercise $388K +15K +18.88% $25.85 94.4K Nov 9, 2021 Direct F2
transaction MBUU Class A Common Stock Sale -$976K -13.2K -14.01% $73.76 81.2K Nov 9, 2021 Direct F2, F10
transaction MBUU Class A Common Stock Sale -$132K -1.77K -2.18% $74.80 79.4K Nov 9, 2021 Direct F2, F11
transaction MBUU Class A Common Stock Sale -$1.02M -14K -48.14% $72.79 15.1K Nov 10, 2021 See footnote F7, F12
transaction MBUU Class A Common Stock Sale -$71.3K -972 -6.43% $73.39 14.1K Nov 10, 2021 See footnote F7, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -5K -12.82% $0.00 34K Nov 8, 2021 Class A Common Stock 5K $25.85 Direct F14
transaction MBUU Employee Stock Option (right to buy) Options Exercise $0 -15K -44.12% $0.00 19K Nov 9, 2021 Class A Common Stock 15K $25.85 Direct F14
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 2,750 shares under a restricted stock award granted on November 6, 2017.
F2 As of the filing date hereof, includes 3,000 shares of restricted stock vesting on November 6, 2022, 7,359 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 9,734 shares of restricted stock vesting in three substantially equal annual installments beginning on November 6, 2022 and 14,815 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022.
F3 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,000 shares under a restricted stock award granted on November 1, 2018.
F4 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,680 shares under a restricted stock award granted on November 22, 2019.
F5 The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,245 shares under a restricted stock award granted on November 3, 2020.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.55 to $74.995, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6), (8), (9), (10), (11), (12) and (13).
F7 The shares of Class A Common Stock are held directly by a limited liability company. The reporting person and his wife each own a 50% membership interest in, and the reporting person is the managing member of, the limited liability company.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.98, inclusive.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.75 to $76.31, inclusive.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.35 to $74.28, inclusive.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.14, inclusive.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.21 to $73.21, inclusive.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.22 to $73.72, inclusive.
F14 The initial options to purchase 52,000 shares vest in four equal installments beginning on June 29, 2018. As of the filing date hereof, options to purchase 52,000 shares had fully vested and 33,000 options forthose shares have been exercised, including the exercise of options shown above.