Jackie D. Springer Jr. - Sep 3, 2021 Form 4 Insider Report for MALIBU BOATS, INC. (MBUU)

Role
Chief Executive Officer, Director
Signature
Jackie D. Springer Jr., /s/ Wayne Wilson as attorney-in-fact
Stock symbol
MBUU
Transactions as of
Sep 3, 2021
Transactions value $
$0
Form type
4
Date filed
9/8/2021, 04:13 PM
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction MBUU Class A Common Stock Award $0 +5.5K +8.78% $0.00 68.1K Sep 3, 2021 Direct F1, F2
transaction MBUU Class A Common Stock Award $0 +6K +8.81% $0.00 74.1K Sep 3, 2021 Direct F2, F3
transaction MBUU Class A Common Stock Tax liability $0 -4.53K -6.11% $0.00 69.6K Sep 3, 2021 Direct F2, F4
holding MBUU Class A Common Stock 44.1K Sep 3, 2021 See footnote F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MBUU Employee Stock Option (right to buy) Award $0 +5K +33.33% $0.00 20K Sep 3, 2021 Class A Common Stock 5K $30.87 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 6, 2017.
F2 As of the filing date hereof, also includes 2,750 shares of restricted stock vesting on November 6, 2021, 6,000 shares of restricted stock vesting in two equal annual installments beginning on November 6, 2021, 11,039 shares of restricted stock vesting in three substantially equal annual installments beginning on November 6, 2021, and 12,979 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2021.
F3 Represents shares of the Issuer's Class A Common Stock vesting under performance-based restricted stock awards granted on November 1, 2018.
F4 Represents shares of the Issuer's Class A Common Stock withheld for tax withholding purposes in connection with the vesting of the performance-based restricted stock awards referenced in footnotes (1), (3) and (4).
F5 The 44,139 shares of Class A Common Stock are held directly by a limited liability company. The reporting person and his wife each own a 50% membership interest in, and the reporting person is the managing member of, the limited liability company.
F6 Represents performance-based options vesting under options granted on November 6, 2017.
F7 As of the filing date hereof, options to purchase 17,500 shares had fully vested. The remaining options to purchase 2,500 shares will vest on November 6, 2021.