Michael Goralski - 13 Feb 2024 Form 4/A Insider Report for Element Solutions Inc (ESI)

Role
Former EVP, Head of I&S
Signature
/s/ John E. Capps as Attorney-in-Fact for Michael Goralski
Issuer symbol
ESI
Transactions as of
13 Feb 2024
Net transactions value
-$324,226
Form type
4/A
Filing time
21 Feb 2024, 16:39:33 UTC
Date Of Original Report
15 Feb 2024
Previous filing
07 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESI Common Stock, par value $0.01 per share Tax liability $239,146 -10,308 -6.7% $23.20 143,446 13 Feb 2024 Direct F1
transaction ESI Common Stock, par value $0.01 per share Tax liability $30,067 -1,296 -0.89% $23.20 144,945 13 Feb 2024 Direct F1
transaction ESI Common Stock, par value $0.01 per share Tax liability $27,121 -1,169 -0.79% $23.20 146,297 15 Feb 2024 Direct F1
transaction ESI Common Stock, par value $0.01 per share Options Exercise +2,522 +1.7% 148,819 17 Feb 2024 Direct F2
transaction ESI Common Stock, par value $0.01 per share Tax liability $27,892 -1,169 -0.79% $23.86 147,650 17 Feb 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESI Restricted Stock Units Options Exercise -2,522 -100% 0 17 Feb 2024 Common Stock 2,522 $0.000000 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Michael Goralski is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Amended solely to correct Transaction Code from S to F. As indicated in the original Form 4 filed on 2/15/24, these transactions represented shares withheld to satisfy tax obligations due upon vesting.
F2 This amendment also reports the settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/17/2021. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F3 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 2. Price reflects closing stock price on the last business day prior to vesting.