Carey J. Dorman - 13 Feb 2024 Form 4 Insider Report for Element Solutions Inc (ESI)

Role
EVP, CFO
Signature
/s/ John E. Capps as Attorney-in-Fact for Carey J. Dorman
Issuer symbol
ESI
Transactions as of
13 Feb 2024
Net transactions value
-$375,469
Form type
4
Filing time
15 Feb 2024, 17:39:03 UTC
Previous filing
22 Jan 2024
Next filing
14 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESI Common Stock, par value $0.01 per share Options Exercise +31,548 +21% 184,125 13 Feb 2024 Direct F1
transaction ESI Common Stock, par value $0.01 per share Sale $291,717 -12,574 -6.8% $23.20 171,551 13 Feb 2024 Direct F2
transaction ESI Common Stock, par value $0.01 per share Options Exercise +5,589 +3.3% 177,140 13 Feb 2024 Direct F3
transaction ESI Common Stock, par value $0.01 per share Sale $51,040 -2,200 -1.2% $23.20 174,940 13 Feb 2024 Direct F4
transaction ESI Common Stock, par value $0.01 per share Options Exercise +3,583 +2% 178,523 15 Feb 2024 Direct F5
transaction ESI Common Stock, par value $0.01 per share Sale $32,712 -1,410 -0.79% $23.20 177,113 15 Feb 2024 Direct F6
holding ESI Common Stock, par value $0.01 per share 645 13 Feb 2024 By Spouse F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESI Performance Stock Units Options Exercise -21,756 -100% 0 13 Feb 2024 Common Stock 31,548 $0.000000 Direct F1
transaction ESI Restricted Stock Units Options Exercise -5,589 -33% 11,178 13 Feb 2024 Common Stock 5,589 $0.000000 Direct F3
transaction ESI Restricted Stock Units Options Exercise -3,583 -50% 3,582 15 Feb 2024 Common Stock 3,583 $0.000000 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents settlement of a performance restricted stock unit (PRSU) award granted on 2/17/2021 and previously reported. Each PRSU represented a contingent right to receive up to 2 shares of the Issuer's common stock.
F2 Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.
F3 Represents settlement of 1/3 of a restricted stock unit (RSU) award granted on 2/13/2023 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F4 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.
F5 Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F6 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above.
F7 Previously reported as held directly by the registrant.