Michael Goralski - Feb 15, 2023 Form 4 Insider Report for Element Solutions Inc (ESI)

Role
EVP, Head of I&S
Signature
/s/ John E. Capps as Attorney-in-Fact for Michael Goralski
Stock symbol
ESI
Transactions as of
Feb 15, 2023
Transactions value $
-$229,117
Form type
4
Date filed
2/17/2023, 03:21 PM
Previous filing
Feb 14, 2023
Next filing
Jun 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESI Common Stock, par value $0.01 per share Options Exercise +16.6K +11.27% 164K Feb 15, 2023 Direct F1, F2
transaction ESI Common Stock, par value $0.01 per share Tax liability -$161K -7.83K -4.77% $20.58 156K Feb 15, 2023 Direct F3
transaction ESI Common Stock, par value $0.01 per share Options Exercise +1.85K +1.18% 158K Feb 15, 2023 Direct F4
transaction ESI Common Stock, par value $0.01 per share Tax liability -$19.8K -962 -0.61% $20.58 157K Feb 15, 2023 Direct F5
transaction ESI Common Stock, par value $0.01 per share Options Exercise +2.52K +1.61% 160K Feb 15, 2023 Direct F6
transaction ESI Common Stock, par value $0.01 per share Tax liability -$24.1K -1.17K -0.73% $20.58 158K Feb 15, 2023 Direct F7
transaction ESI Common Stock, par value $0.01 per share Options Exercise +2.52K +1.59% 161K Feb 15, 2023 Direct F8
transaction ESI Common Stock, par value $0.01 per share Tax liability -$24.1K -1.17K -0.73% $20.58 160K Feb 15, 2023 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESI Performance Stock Units Options Exercise -11.1K -100% 0 Feb 15, 2023 Common Stock 16.6K $0.00 Direct F1
transaction ESI Restricted Stock Units Options Exercise -1.85K -100% 0 Feb 15, 2023 Common Stock 1.85K $0.00 Direct F4
transaction ESI Restricted Stock Units Options Exercise -2.52K -50.01% 2.52K Feb 15, 2023 Common Stock 2.52K $0.00 Direct F6
transaction ESI Restricted Stock Units Options Exercise -2.52K -33.34% 5.04K Feb 15, 2023 Common Stock 2.52K $0.00 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock.
F2 Excludes 10 shares of the Issuer's common stock previously reported as held by a minor child who is no longer minor.
F3 Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.
F4 Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F5 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.
F6 Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F7 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above.
F8 Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F9 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 7 above.