Michael Goralski - 15 Feb 2023 Form 4 Insider Report for Element Solutions Inc (ESI)

Role
EVP, Head of I&S
Signature
/s/ John E. Capps as Attorney-in-Fact for Michael Goralski
Issuer symbol
ESI
Transactions as of
15 Feb 2023
Net transactions value
-$229,117
Form type
4
Filing time
17 Feb 2023, 15:21:38 UTC
Previous filing
14 Feb 2023
Next filing
07 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESI Common Stock, par value $0.01 per share Options Exercise +16,612 +11% 164,051 15 Feb 2023 Direct F1, F2
transaction ESI Common Stock, par value $0.01 per share Tax liability $161,183 -7,832 -4.8% $20.58 156,219 15 Feb 2023 Direct F3
transaction ESI Common Stock, par value $0.01 per share Options Exercise +1,845 +1.2% 158,064 15 Feb 2023 Direct F4
transaction ESI Common Stock, par value $0.01 per share Tax liability $19,798 -962 -0.61% $20.58 157,102 15 Feb 2023 Direct F5
transaction ESI Common Stock, par value $0.01 per share Options Exercise +2,523 +1.6% 159,625 15 Feb 2023 Direct F6
transaction ESI Common Stock, par value $0.01 per share Tax liability $24,079 -1,170 -0.73% $20.58 158,455 15 Feb 2023 Direct F7
transaction ESI Common Stock, par value $0.01 per share Options Exercise +2,522 +1.6% 160,977 15 Feb 2023 Direct F8
transaction ESI Common Stock, par value $0.01 per share Tax liability $24,058 -1,169 -0.73% $20.58 159,808 15 Feb 2023 Direct F9

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESI Performance Stock Units Options Exercise -11,074 -100% 0 15 Feb 2023 Common Stock 16,612 $0.000000 Direct F1
transaction ESI Restricted Stock Units Options Exercise -1,845 -100% 0 15 Feb 2023 Common Stock 1,845 $0.000000 Direct F4
transaction ESI Restricted Stock Units Options Exercise -2,523 -50% 2,522 15 Feb 2023 Common Stock 2,523 $0.000000 Direct F6
transaction ESI Restricted Stock Units Options Exercise -2,522 -33% 5,042 15 Feb 2023 Common Stock 2,522 $0.000000 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents settlement of a performance stock unit ("PRSU") award granted on 2/19/20 and previously reported. Each PRSU represented a contingent right to receive up to 1.5 shares of the Issuer's common stock.
F2 Excludes 10 shares of the Issuer's common stock previously reported as held by a minor child who is no longer minor.
F3 Represents shares withheld to satisfy the tax obligations due upon vesting of the PRSUs described above.
F4 Represents settlement of 1/3 of a restricted stock unit ("RSU") award granted on 2/19/20 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F5 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described above.
F6 Represents settlement of 1/3 of a RSU award granted on 2/17/21 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F7 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 5 above.
F8 Represents settlement of 1/3 of a RSU award granted on 2/15/2022 and previously reported. Each RSU represented a contingent right to receive 1 share of the Issuer's common stock.
F9 Represents shares withheld to satisfy the tax obligations due upon vesting of the RSUs described in footnote 7 above.