David J. Bernhardt - Jul 3, 2023 Form 4 Insider Report for SentinelOne, Inc. (S)

Role
Chief Financial Officer
Signature
/s/ Keenan Conder, Attorney-in-Fact
Stock symbol
S
Transactions as of
Jul 3, 2023
Transactions value $
$135,900
Form type
4
Date filed
7/5/2023, 05:42 PM
Previous filing
Jun 14, 2023
Next filing
Aug 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Conversion of derivative security $136K +45K +11.78% $3.02 427K Jul 3, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction S Stock Option (right to buy) Options Exercise $0 -45K -2.21% $0.00 1.99M Jul 3, 2023 Class B Common Stock 45K $3.02 Direct F2
transaction S Class B Common Stock Options Exercise $0 +45K $0.00 45K Jul 3, 2023 Class A Common Stock 45K Direct F3, F4
transaction S Class B Common Stock Conversion of derivative security $0 -45K -100% $0.00* 0 Jul 3, 2023 Class A Common Stock 45K Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
F2 25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.
F3 Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
F4 (continued from footnote 3) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.