David J. Bernhardt - 13 Oct 2022 Form 4 Insider Report for SentinelOne, Inc. (S)

Role
Chief Financial Officer
Signature
/s/ Keenan Conder
Issuer symbol
S
Transactions as of
13 Oct 2022
Net transactions value
-$56,999
Form type
4
Filing time
17 Oct 2022, 18:19:42 UTC
Previous filing
23 Sep 2022
Next filing
10 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction S Class A Common Stock Conversion of derivative security $4,645 +1,538 +1.5% $3.02 102,270 13 Oct 2022 Direct F1
transaction S Class A Common Stock Sale $32,258 -1,538 -1.5% $20.97 100,732 13 Oct 2022 Direct F2, F3
transaction S Class A Common Stock Conversion of derivative security $4,645 +1,538 +1.5% $3.02 102,270 14 Oct 2022 Direct F1
transaction S Class A Common Stock Sale $34,031 -1,538 -1.5% $22.13 100,732 14 Oct 2022 Direct F2, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction S Stock Option (right to buy) Options Exercise $0 -1,538 -0.08% $0.000000 1,961,472 13 Oct 2022 Class B Common Stock 1,538 $3.02 Direct F5
transaction S Class B Common Stock Options Exercise $0 +1,538 $0.000000 1,538 13 Oct 2022 Class A Common Stock 1,538 Direct F6, F7
transaction S Class B Common Stock Conversion of derivative security $0 -1,538 -100% $0.000000* 0 13 Oct 2022 Class A Common Stock 1,538 Direct F6, F7
transaction S Stock Option (right to buy) Options Exercise $0 -1,538 -0.08% $0.000000 1,959,934 14 Oct 2022 Class B Common Stock 1,538 $3.02 Direct F5
transaction S Class B Common Stock Options Exercise $0 +1,538 $0.000000 1,538 14 Oct 2022 Class A Common Stock 1,538 Direct F6, F7
transaction S Class B Common Stock Conversion of derivative security $0 -1,538 -100% $0.000000* 0 14 Oct 2022 Class A Common Stock 1,538 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the number of shares that were acquired upon conversion of Class B common stock to Class A common stock.
F2 The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 14, 2022.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.90 to $21.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.07 to $22.19, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
F5 25% of the award vested on September 8, 2021, and the remaining 75% of the award vests in 36 equal monthly installments thereafter, subject to the reporting person's continued service to the Issuer on each vesting date.
F6 Each share of Class B common stock is convertible into one share of Class A common stock at any time and will convert automatically upon certain transfers and upon the earlier of (i) the date specified by a vote of the holders of 66 2/3% of the then outstanding shares of Class B common stock, (ii) seven years from the effective date of the Issuer's initial public offering ("IPO"), (iii) the first date following the IPO on which the number of shares of outstanding Class B common stock (including shares of Class B common stock subject to outstanding stock options) held by the reporting person, including certain entities that the reporting person controls, is less than 25% of the number of shares of Class B common stock (including shares of Class B common stock subject to outstanding stock options) that the reporting person originally held as of the date of the IPO,
F7 (continued from footnote 6) (iv) the date fixed by the Issuer's board of directors (the "Board"), following the first date following the completion of this offering when the reporting person is no longer providing services to the Issuer as an officer, employee, consultant or member of the Board, (v) the date fixed by the Board following the date, if applicable, on which the reporting person is terminated for cause, as defined in the Issuer's restated certificate of incorporation, and (vi) the date that is 12 months after the death or disability, as defined in the Issuer's restated certificate of incorporation, of the reporting person.