| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOCN | Common Stock | Options Exercise | $4,600,200 | +820,000 | +20% | $5.61 | 5,018,656 | 20 Nov 2023 | Direct | |
| transaction | DOCN | Common Stock | Sale | $12,996,213 | -451,885 | -9% | $28.76 | 4,566,771 | 20 Nov 2023 | Direct | F1, F2 |
| transaction | DOCN | Common Stock | Options Exercise | $1,582,020 | +282,000 | +6.2% | $5.61 | 4,848,771 | 21 Nov 2023 | Direct | |
| transaction | DOCN | Common Stock | Sale | $4,324,949 | -149,704 | -3.1% | $28.89 | 4,699,067 | 21 Nov 2023 | Direct | F1, F3 |
| transaction | DOCN | Common Stock | Options Exercise | $3,167,967 | +564,700 | +12% | $5.61 | 5,263,767 | 22 Nov 2023 | Direct | |
| transaction | DOCN | Common Stock | Sale | $8,832,644 | -309,700 | -5.9% | $28.52 | 4,954,067 | 22 Nov 2023 | Direct | F1, F4 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | DOCN | Stock Option (Right to Buy) | Options Exercise | $0 | -820,000 | -49% | $0.000000 | 846,700 | 20 Nov 2023 | Common Stock | 820,000 | $5.61 | Direct | F5 |
| transaction | DOCN | Stock Option (Right to Buy) | Options Exercise | $0 | -282,000 | -33% | $0.000000 | 564,700 | 21 Nov 2023 | Common Stock | 282,000 | $5.61 | Direct | F5 |
| transaction | DOCN | Stock Option (Right to Buy) | Options Exercise | $0 | -564,700 | -100% | $0.000000* | 0 | 22 Nov 2023 | Common Stock | 564,700 | $5.61 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | The transaction reported consists of shares sold by the Reporting Person to cover the Reporting Person's exercise price and tax obligations in connection with the option exercise disclosed in Table II. |
| F2 | The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $28.51-$29.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| F3 | The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $28.51-$29.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. |
| F4 | The price reported in Column 4 is a weighted average price. These shares were sold in several transactions at prices ranging from $28.33-$28.69, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4. |
| F5 | One fourth of the shares underlying this option vested and became exercisable on August 13, 2020, and the remaining shares underlying this option vested in 36 equal monthly installments beginning on September 13, 2020, subject to the Reporting Person's continuous service with the Issuer on each such date. |