Robert E. Lewis - Nov 12, 2021 Form 4 Insider Report for MASONITE INTERNATIONAL CORP (DOOR)

Role
Senior Vice President, General Counsel and Corporate Secretary
Signature
/s/ Robert E. Lewis
Stock symbol
DOOR
Transactions as of
Nov 12, 2021
Transactions value $
-$1,141,914
Form type
4
Date filed
11/16/2021, 03:20 PM
Previous filing
Aug 16, 2021
Next filing
Feb 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DOOR Common Shares Sale -$999K -8.6K -39.91% $116.19 12.9K Nov 12, 2021 Direct F1
transaction DOOR Common Shares Options Exercise $280K +3.64K +28.09% $77.00 16.6K Nov 12, 2021 Direct
transaction DOOR Common Shares Disposed to Issuer -$280K -2.4K -14.46% $116.77 14.2K Nov 12, 2021 Direct
transaction DOOR Common Shares Tax liability -$57K -488 -3.44% $116.77 13.7K Nov 12, 2021 Direct F2
transaction DOOR Common Shares Options Exercise $211K +3.67K +26.79% $57.52 17.4K Nov 12, 2021 Direct
transaction DOOR Common Shares Disposed to Issuer -$211K -1.81K -10.41% $116.77 15.6K Nov 12, 2021 Direct
transaction DOOR Common Shares Tax liability -$85.6K -733 -4.71% $116.77 14.8K Nov 12, 2021 Direct F2
transaction DOOR Common Shares Gift $0 -100 -0.67% $0.00 14.7K Nov 16, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DOOR Stock Appreciation Right Options Exercise $0 -3.64K -100% $0.00* 0 Nov 12, 2021 Common Shares 3.64K $77.00 Direct F3
transaction DOOR Stock Appreciation Right Options Exercise $0 -3.67K -66% $0.00 1.89K Nov 12, 2021 Common Shares 3.67K $57.52 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $116.00 to $116.32, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F2 Shares withheld by the Issuer to cover the exercise price and tax withholding obligations arising from the exercise of Stock Appreciation Rights reported on this form.
F3 The Stock Appreciation Right will vest 33% on February 27, 2018, 33% on February 27, 2019 and 34% on February 27, 2020.
F4 The Stock Appreciation Right will vest 33% on February 25, 2020, 33% on February 25, 2021 and 34% on February 25, 2022.

Remarks:

Senior Vice President, General Counsel and Corporate Secretary