Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ATEN | Common Stock | Sale | -$142K | -10.8K | -1.81% | $13.21 | 583K | Feb 2, 2024 | Direct | F1, F2 |
transaction | ATEN | Common Stock | Sale | -$240K | -18.2K | -3.12% | $13.21 | 565K | Feb 2, 2024 | Direct | F1, F2 |
transaction | ATEN | Common Stock | Sale | -$113K | -8.68K | -1.54% | $13.06 | 556K | Feb 5, 2024 | Direct | F1, F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Id | Content |
---|---|
F1 | Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of restricted stock units. |
F2 | This is the weighted average price of the shares sold, which ranged from $13.19 to $13.21 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |
F3 | This is the weighted average price of the shares sold, which ranged from $13.02 to $13.06 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. |