David L Phillips - 28 Jun 2021 Form 4 Insider Report for Vertex Energy Inc.

Role
Director
Signature
/s/ David L Phillips
Issuer symbol
N/A
Transactions as of
28 Jun 2021
Net transactions value
+$246,350
Form type
4
Filing time
07 Jul 2021, 21:02:13 UTC
Previous filing
24 May 2021
Next filing
26 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VTNR Common Stock Options Exercise $68,750 +25,000 $2.75 25,000 28 Jun 2021 Direct
transaction VTNR Common Stock Options Exercise $177,600 +60,000 +240% $2.96 85,000 28 Jun 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTNR Stock Option Options Exercise $0 -25,000 -100% $0.000000* 0 28 Jun 2021 Common Stock 25,000 $2.75 Direct F1
transaction VTNR Stock Option Options Exercise $0 -60,000 -100% $0.000000* 0 28 Jun 2021 Common Stock 60,000 $2.96 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Options to purchase 6,250 shares vested on September 23, 2012, 2013, 2014 and 2015.
F2 Options to purchase 15,000 shares vested on September 27, 2014, 2015, 2016 and 2017.