Dan Borgen - 14 May 2021 Form 4 Insider Report for Vertex Energy Inc.

Role
Director
Signature
/s/ Dan Borgen
Issuer symbol
N/A
Transactions as of
14 May 2021
Net transactions value
$0
Form type
4
Filing time
24 May 2021, 21:26:25 UTC
Next filing
24 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VTNR Common Stock 195,324 14 May 2021 Through KKB Holdings LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTNR Stock Option Award +15,000 15,000 14 May 2021 Common Stock 15,000 $1.92 Direct F1, F2
transaction VTNR Stock Option Award +15,000 15,000 14 May 2021 Common Stock 15,000 $1.92 Direct F1, F2
transaction VTNR Stock Option Award +15,000 15,000 14 May 2021 Common Stock 15,000 $1.92 Direct F1, F2
transaction VTNR Stock Option Award +15,000 15,000 14 May 2021 Common Stock 15,000 $1.92 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted pursuant to the Registrant's 2019 Equity Incentive Plan, in a transaction exempt from Section 16 under Rule 16b-3.
F2 Granted in consideration for services rendered and to be rendered as a member of the board of directors.