Scott N. Flanders - Nov 27, 2024 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Director
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Nov 27, 2024
Transactions value $
$38,956
Form type
4
Date filed
12/2/2024, 04:02 PM
Previous filing
Nov 26, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Purchase $39K +20K +2.31% $1.95 885K Nov 27, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FTHM Senior Secured Convertible Promissory Note $1M Nov 27, 2024 Common Stock 235K $4.25 Direct
holding FTHM Stock Option (Right to Buy) 13.1K Nov 27, 2024 Common Stock 13.1K $8.22 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were purchased in multiple transactions ranging in price from $1.9250 to $1.9500. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchases at each separate price within such range.
F2 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.
F3 The option vested in full on August 12, 2023.