Marco Fregenal - Oct 14, 2024 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Oct 14, 2024
Transactions value $
$0
Form type
4
Date filed
10/16/2024, 04:16 PM
Previous filing
Sep 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Award $0 +54.5K +3.76% $0.00 1.51M Oct 14, 2024 Direct F1, F2
holding FTHM Common Stock 5.06K Oct 14, 2024 See Footnote (3) F3
holding FTHM Common Stock 150K Oct 14, 2024 By: Fregenal 2020 Irrevocable Trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As disclosed in the Company's Proxy Statement filed with the SEC on July 10, 2024, in connection with the Company's cost cutting measures, the reporting person volunteered for base salary reductions for certain periods of 2024 and elected to receive the balance of his respective base salary in restricted stock awards. These shares were granted for the reporting person's reduced cash compensation for the first and second quarters of 2024.
F2 Of these shares, 54,499 are restricted and vest in full on September 1, 2025, 9,222 shares are restricted and vest in full on November 30, 2024, and 25,000 are restricted and vest in full on January 1, 2025.
F3 Of these shares, 1,765 were granted to reporting person's wife and are restricted and will vest in full on March 30, 2025.
F4 These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.