Scott N. Flanders - 25 Sep 2024 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Director
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Issuer symbol
FTHM
Transactions as of
25 Sep 2024
Net transactions value
+$1,000,000
Form type
4
Filing time
27 Sep 2024, 09:04:19 UTC
Previous filing
16 Sep 2024
Next filing
26 Nov 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding FTHM Common Stock 824,688 25 Sep 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTHM Senior Secured Convertible Promissory Note Purchase $1,000,000 $1,000,000 25 Sep 2024 Common Stock 235,924 $4.25 Direct
holding FTHM Stock Option (Right to Buy) 13,078 25 Sep 2024 Common Stock 13,078 $8.22 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 120,668 shares are held by the Scott N. Flanders SEP IRA Fathom. Of these shares, 43,478 shares are restricted stock units that vest in full on August 18, 2025.
F2 The option vested in full on August 12, 2023.