Joshua Harley - 11 Sep 2023 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Issuer symbol
FTHM
Transactions as of
11 Sep 2023
Net transactions value
$0
Form type
4
Filing time
11 Sep 2023, 16:28:06 UTC
Previous filing
12 Sep 2023
Next filing
05 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Award $0 +225,000 +7.1% $0.000000 3,376,907 11 Sep 2023 Direct F1, F2
holding FTHM Common Stock 2,063,032 11 Sep 2023 See footnote (3) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Fathom Holdings Inc. common stock. The restricted stock units vest in full on September 10, 2024.
F2 Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.
F3 Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.