Joshua Harley - Sep 5, 2023 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Sep 5, 2023
Transactions value $
-$30,466
Form type
4
Date filed
9/7/2023, 04:39 PM
Previous filing
Aug 31, 2023
Next filing
Sep 12, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale -$1.89K -300 -0.01% $6.30 3.16M Sep 5, 2023 Direct F1
transaction FTHM Common Stock Sale -$28.6K -4.7K -0.15% $6.08 3.15M Sep 6, 2023 Direct F1, F2
holding FTHM Common Stock 2.06M Sep 5, 2023 See Footnote (3) F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024, 4,426 shares are restricted and vest in full on July 1, 2024, 18,466 shares are restricted and vest in full on November 30, 2024, 29,616 shares are restricted and vest in full on March 31, 2024, 31,888 shares are restricted and vest in full on December 1, 2023, 47,170 shares are restricted and vest in full on December 1, 2023, 58,140 shares are restricted and vest in full on May 31, 2024, and 58,824 shares are restricted and vest in full on August 30, 2024.
F2 The reported securities were sold in multiple transactions at prices ranging from $6.00 to $6.17. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.