Joshua Harley - Aug 11, 2021 Form 4/A - Amendment Insider Report for Fathom Holdings Inc. (FTHM)

Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Aug 11, 2021
Transactions value $
-$68,741
Form type
4/A - Amendment
Date filed
8/30/2023, 04:03 PM
Date Of Original Report
Aug 13, 2021
Previous filing
Jul 21, 2021
Next filing
Aug 18, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale -$68.7K -2.02K -0.06% $34.03* 3.2M Aug 12, 2021 Direct F1, F2, F3
holding FTHM Common Stock 3.2M Aug 11, 2021 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
F2 The reported securities were sold in multiple transactions at prices ranging from $34.00 to $34.23. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024.

Remarks:

This amendment is filed to correct the amount of shares sold on 08/12/2021 from the originally reported 13,516 shares to the correct amount of 2,020 shares. The total shares reflected as owned directly in the line after the line in which the amended transaction is reported incorporates all transactions reported on the original Form 4. All other information in the original Form 4 remains unchanged.