Joshua Harley - Dec 6, 2022 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Dec 6, 2022
Transactions value $
$97,835
Form type
4
Date filed
12/7/2022, 03:47 PM
Previous filing
May 1, 2023
Next filing
Feb 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Purchase $97.8K +18K +0.61% $5.44 2.98M Dec 6, 2022 Direct F1, F2, F3, F4
holding FTHM Common Stock 2.06M Dec 6, 2022 See Footnote F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were purchased in multiple transactions at prices ranging from $5.18 to $5.50. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
F2 Of these shares, 9,558 shares are restricted and vest in full on March 4, 2024 and 4,426 shares are restricted and vest in full on July 1, 2024.
F3 Of these shares, 18,443 shares are restricted and vest in full on November 30, 2024.
F4 Of these shares, 29,616 shares are restricted and vest in full on March 31, 2025.
F5 Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.