Joshua Harley - 22 Nov 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Issuer symbol
FTHM
Transactions as of
22 Nov 2021
Net transactions value
-$4,825,000
Form type
4
Filing time
23 Nov 2021, 16:07:13 UTC
Previous filing
12 Oct 2021
Next filing
11 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale $4,825,000 -200,000 -6.4% $24.12 2,937,035 22 Nov 2021 Direct F1, F2, F3
holding FTHM Common Stock 2,063,032 22 Nov 2021 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.
F2 Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.
F3 Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.
F4 Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.