Joshua Harley - Nov 22, 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Nov 22, 2021
Transactions value $
-$4,825,000
Form type
4
Date filed
11/23/2021, 04:07 PM
Previous filing
Oct 12, 2021
Next filing
Feb 11, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale -$4.83M -200K -6.38% $24.13 2.94M Nov 22, 2021 Direct F1, F2, F3
holding FTHM Common Stock 2.06M Nov 22, 2021 See footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.
F2 Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.
F3 Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.
F4 Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.