Joshua Harley - Oct 5, 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Oct 5, 2021
Transactions value $
-$381,821
Form type
4
Date filed
10/7/2021, 04:35 PM
Previous filing
Sep 8, 2021
Next filing
Oct 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale -$140K -5.49K -0.17% $25.49 3.15M Oct 5, 2021 Direct F1, F2, F3
transaction FTHM Common Stock Sale -$51.2K -2.07K -0.07% $24.72 3.15M Oct 6, 2021 Direct F1, F3, F4
transaction FTHM Common Stock Sale -$191K -7.58K -0.24% $25.17 3.14M Oct 7, 2021 Direct F1, F3, F5
holding FTHM Common Stock 2.06M Oct 5, 2021 See Footnote (6) F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
F2 The reported securities were sold in multiple transactions at prices ranging from $25.35 to $25.76. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 Of these shares, 9,558 shares are restricted and vest in full on March 24, 2024.
F4 The reported securities were sold in multiple transactions at prices ranging from $24.21 to $25.08. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5 The reported securities were sold in multiple transactions at prices ranging from $25.01 to $25.69. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F6 Includes an aggregate of 1,700,000 shares held by three trusts for which Mr. Harley serves as a trustee. Includes 363,032 shares held in a trust where an immediate family member serves as trustee.