Marco Fregenal - Aug 18, 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Aug 18, 2021
Transactions value $
-$402,232
Form type
4
Date filed
8/20/2021, 04:55 PM
Previous filing
Jul 9, 2021
Next filing
Sep 10, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale -$63.8K -2.48K -0.19% $25.71 1.29M Aug 18, 2021 Direct F1, F2, F3
transaction FTHM Common Stock Sale -$159K -6.03K -0.47% $26.41 1.28M Aug 19, 2021 Direct F1, F3, F4
transaction FTHM Common Stock Sale -$15.4K -569 -0.04% $27.02 1.28M Aug 19, 2021 Direct F1, F3, F5
transaction FTHM Common Stock Sale -$162K -6.04K -0.47% $26.85 1.27M Aug 20, 2021 Direct F1, F3, F6
transaction FTHM Common Stock Sale -$1.75K -64 -0.01% $27.37 1.27M Aug 20, 2021 Direct F1, F3
holding FTHM Common Stock 329 Aug 18, 2021 See Footnote (7) F7
holding FTHM Common Stock 150K Aug 18, 2021 By: Fregenal 2020 Irrevocable Trust F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 18, 2021.
F2 The reported securities were sold in multiple transactions at prices ranging from $25.41 to $26.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
F4 The reported securities were sold in multiple transactions at prices ranging from $26.00 to $26.82. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F5 The reported securities were sold in multiple transactions at prices ranging from $27.00 to $27.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F6 The reported securities were sold in multiple transactions at prices ranging from $26.30 to $27.27. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F7 These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
F8 These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.