Glenn A. Sampson - 29 Jun 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Director, 10%+ Owner
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Issuer symbol
FTHM
Transactions as of
29 Jun 2021
Net transactions value
-$97,494
Form type
4
Filing time
30 Jun 2021, 16:00:55 UTC
Previous filing
10 Jun 2021
Next filing
26 Jul 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale $94,085 -2,777 -0.12% $33.88* 2,289,887 29 Jun 2021 Direct F1, F2
transaction FTHM Common Stock Sale $3,409 -100 -0% $34.09* 2,289,787 29 Jun 2021 Direct F1, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding FTHM Stock Option (Right to Buy) 2,273 29 Jun 2021 Common Stock 2,273 $44.00 Direct F4
holding FTHM Stock Option (Right to Buy) 1,493 29 Jun 2021 Common Stock 1,493 $20.10 Direct F5
holding FTHM Stock Option (Right to Buy) 5,304 29 Jun 2021 Common Stock 5,304 $4.71 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Sales Plan adopted by the reporting person on May 17, 2021.
F2 The reported securities were sold in multiple transactions at prices ranging from $33.00 to $33.88. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F3 The reported securities were sold in multiple transactions at prices ranging from $34.01 to $34.15. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F4 The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
F5 The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
F6 The option vested in full on April 16, 2020.