David C. Hood - Jun 15, 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Director
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Jun 15, 2021
Transactions value $
-$96,361
Form type
4
Date filed
6/16/2021, 04:49 PM
Next filing
Aug 16, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Options Exercise $40K +8.49K $4.71 8.49K Jun 15, 2021 Direct
transaction FTHM Common Stock Sale -$136K -4.04K -47.64% $33.72* 4.44K Jun 15, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FTHM Stock Option (Right to Buy) Options Exercise $0 -8.49K -100% $0.00* 0 Jun 15, 2021 Common Stock 8.49K $4.71 Direct F2
holding FTHM Stock Option (Right to Buy) 2.27K Jun 15, 2021 Common Stock 2.27K $44.00 Direct F3
holding FTHM Stock Option (Right to Buy) 2.99K Jun 15, 2021 Common Stock 2.99K $20.10 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The reported securities were sold in multiple transactions at prices ranging from $33.53 to $33.94. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
F2 The option vested in full on May 15, 2020.
F3 The option will vest in full on March 1, 2022, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.
F4 The option will vest in full on November 4, 2021, provided that the reporting person provides Continuous Service to the Issuer or a Related Entity as of such vesting date.