Katrina Lake - 17 May 2021 Form 4 Insider Report for Stitch Fix, Inc. (SFIX)

Signature
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
Issuer symbol
SFIX
Transactions as of
17 May 2021
Net transactions value
-$4,350,838
Form type
4
Filing time
19 May 2021, 17:32:30 UTC
Next filing
21 May 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +36% $0.000000 13,029 17 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2, F3
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,833 $0.000000 20,833 17 May 2021 Katrina M. Lake Revocable Trust F1, F2, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,053 $0.000000 9,053 17 May 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2, F5
transaction SFIX Class A Common Stock Sale $142,026 -3,322 -25% $42.75* 9,707 17 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F7
transaction SFIX Class A Common Stock Sale $6,496 -150 -1.5% $43.31* 9,557 17 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F8
transaction SFIX Class A Common Stock Sale $852,120 -19,933 -96% $42.75* 900 17 May 2021 Katrina M. Lake Revocable Trust F6, F9
transaction SFIX Class A Common Stock Sale $38,961 -900 -100% $43.29* 0 17 May 2021 Katrina M. Lake Revocable Trust F6, F10
transaction SFIX Class A Common Stock Sale $361,313 -8,453 -93% $42.74* 600 17 May 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F11
transaction SFIX Class A Common Stock Sale $25,968 -600 -100% $43.28* 0 17 May 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F12
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +36% $0.000000 13,029 18 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,833 $0.000000 20,833 18 May 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,054 $0.000000 9,054 18 May 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale $107,420 -2,448 -19% $43.88* 10,581 18 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F13
transaction SFIX Class A Common Stock Sale $45,579 -1,024 -9.7% $44.51* 9,557 18 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F14
transaction SFIX Class A Common Stock Sale $653,340 -14,887 -71% $43.89* 5,946 18 May 2021 Katrina M. Lake Revocable Trust F6, F15
transaction SFIX Class A Common Stock Sale $264,751 -5,946 -100% $44.53* 0 18 May 2021 Katrina M. Lake Revocable Trust F6, F16
transaction SFIX Class A Common Stock Sale $288,617 -6,577 -73% $43.88* 2,477 18 May 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F17
transaction SFIX Class A Common Stock Sale $110,340 -2,477 -100% $44.55* 0 18 May 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F18
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3,472 +36% $0.000000 13,029 19 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20,834 $0.000000 20,834 19 May 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9,054 $0.000000 9,054 19 May 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale $151,311 -3,472 -27% $43.58* 9,557 19 May 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F19
transaction SFIX Class A Common Stock Sale $899,098 -20,634 -99% $43.57* 200 19 May 2021 Katrina M. Lake Revocable Trust F6, F20
transaction SFIX Class A Common Stock Sale $8,844 -200 -100% $44.22* 0 19 May 2021 Katrina M. Lake Revocable Trust F6, F21
transaction SFIX Class A Common Stock Sale $394,653 -9,054 -100% $43.59* 0 19 May 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F22
holding SFIX Class A Common Stock 15,437 17 May 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.2% $0.000000 286,096 17 May 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,833 -0.21% $0.000000 9,895,564 17 May 2021 Class A Common Stock 20,833 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,053 -4.8% $0.000000 181,074 17 May 2021 Class A Common Stock 9,053 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.2% $0.000000 282,624 18 May 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,833 -0.21% $0.000000 9,874,731 18 May 2021 Class A Common Stock 20,833 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,054 -5% $0.000000 172,020 18 May 2021 Class A Common Stock 9,054 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3,472 -1.2% $0.000000 279,152 19 May 2021 Class A Common Stock 3,472 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20,834 -0.21% $0.000000 9,853,897 19 May 2021 Class A Common Stock 20,834 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9,054 -5.3% $0.000000 162,966 19 May 2021 Class A Common Stock 9,054 Katrina M. Lake 2017 Irrevocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F4 The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F5 The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F6 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F7 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.25 to $43.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $43.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.23 to $43.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.23 to $43.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.17 to $43.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.19 to $43.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.19 to $44.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.11 to $43.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.12 to $44.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.19 to $44.13 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.