Katrina Lake - May 17, 2021 Form 4 Insider Report for Stitch Fix, Inc. (SFIX)

Signature
/s/ Scott Darling, Attorney-in-Fact for Katrina Lake
Stock symbol
SFIX
Transactions as of
May 17, 2021
Transactions value $
-$4,350,838
Form type
4
Date filed
5/19/2021, 05:32 PM
Next filing
May 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +36.33% $0.00 13K May 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2, F3
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K May 17, 2021 Katrina M. Lake Revocable Trust F1, F2, F4
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K May 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2, F5
transaction SFIX Class A Common Stock Sale -$142K -3.32K -25.5% $42.75* 9.71K May 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F7
transaction SFIX Class A Common Stock Sale -$6.5K -150 -1.55% $43.31* 9.56K May 17, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F8
transaction SFIX Class A Common Stock Sale -$852K -19.9K -95.68% $42.75* 900 May 17, 2021 Katrina M. Lake Revocable Trust F6, F9
transaction SFIX Class A Common Stock Sale -$39K -900 -100% $43.29* 0 May 17, 2021 Katrina M. Lake Revocable Trust F6, F10
transaction SFIX Class A Common Stock Sale -$361K -8.45K -93.37% $42.74* 600 May 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F11
transaction SFIX Class A Common Stock Sale -$26K -600 -100% $43.28* 0 May 17, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F12
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +36.33% $0.00 13K May 18, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K May 18, 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K May 18, 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale -$107K -2.45K -18.79% $43.88* 10.6K May 18, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F13
transaction SFIX Class A Common Stock Sale -$45.6K -1.02K -9.68% $44.51* 9.56K May 18, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F14
transaction SFIX Class A Common Stock Sale -$653K -14.9K -71.46% $43.89* 5.95K May 18, 2021 Katrina M. Lake Revocable Trust F6, F15
transaction SFIX Class A Common Stock Sale -$265K -5.95K -100% $44.53* 0 May 18, 2021 Katrina M. Lake Revocable Trust F6, F16
transaction SFIX Class A Common Stock Sale -$289K -6.58K -72.64% $43.88* 2.48K May 18, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F17
transaction SFIX Class A Common Stock Sale -$110K -2.48K -100% $44.55* 0 May 18, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F18
transaction SFIX Class A Common Stock Conversion of derivative security $0 +3.47K +36.33% $0.00 13K May 19, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +20.8K $0.00 20.8K May 19, 2021 Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class A Common Stock Conversion of derivative security $0 +9.05K $0.00 9.05K May 19, 2021 Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class A Common Stock Sale -$151K -3.47K -26.65% $43.58* 9.56K May 19, 2021 John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F6, F19
transaction SFIX Class A Common Stock Sale -$899K -20.6K -99.04% $43.57* 200 May 19, 2021 Katrina M. Lake Revocable Trust F6, F20
transaction SFIX Class A Common Stock Sale -$8.84K -200 -100% $44.22* 0 May 19, 2021 Katrina M. Lake Revocable Trust F6, F21
transaction SFIX Class A Common Stock Sale -$395K -9.05K -100% $43.59* 0 May 19, 2021 Katrina M. Lake 2017 Irrevocable Trust F6, F22
holding SFIX Class A Common Stock 15.4K May 17, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.2% $0.00 286K May 17, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.21% $0.00 9.9M May 17, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -4.76% $0.00 181K May 17, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.21% $0.00 283K May 18, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.21% $0.00 9.87M May 18, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -5% $0.00 172K May 18, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -3.47K -1.23% $0.00 279K May 19, 2021 Class A Common Stock 3.47K John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016 F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -20.8K -0.21% $0.00 9.85M May 19, 2021 Class A Common Stock 20.8K Katrina M. Lake Revocable Trust F1, F2
transaction SFIX Class B Common Stock Conversion of derivative security $0 -9.05K -5.26% $0.00 163K May 19, 2021 Class A Common Stock 9.05K Katrina M. Lake 2017 Irrevocable Trust F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
F2 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F3 The shares are held by John C. Clifford and Katrina M. Lake, Trustees of the John C. Clifford and Katrina M. Lake Revocable Trust dated May 23, 2016.
F4 The shares are held by Katrina M. Lake, Trustee of The Katrina M. Lake Revocable Trust dated May 23, 2016.
F5 The shares are held by Katrina M, Lake, Trustee of The Katrina M. Lake 2017 Irrevocable Trust.
F6 Shares disposed of pursuant to a previously established Rule 10b5-1 plan.
F7 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.25 to $43.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F8 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $43.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F9 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.23 to $43.19 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F10 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.23 to $43.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F11 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $42.17 to $43.16 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F12 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.19 to $43.33 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F13 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F14 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.85 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F15 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.26 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F16 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.89 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F17 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.27 to $44.25 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F18 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.27 to $44.86 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F19 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.19 to $44.12 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F20 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.11 to $43.98 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F21 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $44.12 to $44.32 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F22 The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $43.19 to $44.13 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.