Chris Freeman - 15 Jun 2024 Form 4 Insider Report for Guardant Health, Inc. (GH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 Jun 2024, 18:40:10 UTC
Prior SEC filing
02 Apr 2024
Next SEC filing
02 Jul 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ John G. Saia, as attorney-in-fact for Chris Freeman

Key filing fact

Chris Freeman filed Form 4 for Guardant Health, Inc. (GH) on 17 Jun 2024.

Key facts

  • This page summarizes Chris Freeman's Form 4 filing for Guardant Health, Inc. (GH).
  • 5 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 17 Jun 2024, 18:40.

Change

  • Previous filing in this sequence was filed on 02 Apr 2024.
  • Current net transaction value: -$86,703.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

GH transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+4,879
Change %
+29%
Price
$0.000000
Shares after
21,946
Date
15 Jun 2024
Ownership
Direct
GH transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+5,523
Change %
+25%
Price
$0.000000
Shares after
27,469
Date
15 Jun 2024
Ownership
Direct
GH transaction

Common Stock

Tax liability

Transaction value
$86,703
Shares
-2,870
Change %
-10%
Price
$30.21
Shares after
24,599
Date
15 Jun 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

GH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-4,879
Change %
-50%
Price
$0.000000
Shares after
4,879
Date
15 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,879
Exercise price
$0.000000
Footnotes
F2, F3
GH transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-5,523
Change %
-33%
Price
$0.000000
Shares after
11,215
Date
15 Jun 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,523
Exercise price
$0.000000
Footnotes
F4, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.

Footnote F2

The restricted stock unit vests as to 25% of the shares subject to such award on June 15, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of June 15, 2022, during the three-year period thereafter.

Footnote F3

Not applicable to Restricted Stock Units

Footnote F4

This represents a restricted stock unit award granted on June 9, 2023 that vests over a three-year period. 33% of the shares subject to such award vests on June 15, 2024 and the remaining 67% of the shares vests in equal quarterly installments over the remaining two-year period thereafter.

Footnote F5

Not applicable for Restricted Stock Units.

SEC remarks

Table I includes 1,096 shares acquired under Guardant Health's Employee Stock Purchase Plan on 5/14/2024.

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