Kumud Kalia - 09 Sep 2023 Form 4 Insider Report for Guardant Health, Inc. (GH)

Signature
/s/ John G. Saia, as attorney-in-fact for Kumud Kalia
Issuer symbol
GH
Transactions as of
09 Sep 2023
Net transactions value
-$76,308
Form type
4
Filing time
11 Sep 2023, 17:55:22 UTC
Previous filing
05 Sep 2023
Next filing
13 Sep 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $0 +6,544 +116% $0.000000 12,201 09 Sep 2023 Direct
transaction GH COMMON STOCK Tax liability $76,308 -2,263 -19% $33.72 9,938 09 Sep 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -6,544 -50% $0.000000 6,545 09 Sep 2023 COMMON STOCK 6,544 $0.000000 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F2 The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.
F3 Not applicable to Restricted Stock Units.