Kumud Kalia - Jun 1, 2023 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
Chief Information Officer
Signature
/s/ John G. Saia, as attorney-in-fact for Kumud Kalia
Stock symbol
GH
Transactions as of
Jun 1, 2023
Transactions value $
-$7,722
Form type
4
Date filed
6/5/2023, 05:45 PM
Previous filing
Mar 3, 2023
Next filing
Jun 13, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $0 +710 +40.62% $0.00 2.46K Jun 1, 2023 Direct
transaction GH COMMON STOCK Tax liability -$7.72K -246 -10.01% $31.39 2.21K Jun 1, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -710 -10% $0.00 6.39K Jun 1, 2023 COMMON STOCK 710 $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F2 The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and the remaining 75% of the shares subject to such award in equal installments on each quarterly anniversary of of September 1, 2022, during the three-year period thereafter.
F3 Not applicable for Restricted Stock Units.

Remarks:

Table I, includes 487 shares acquired under Guardant Health's Employee Stock Purchase Plan on 5/14/2023.