Kumud Kalia - Jan 7, 2023 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
Chief Information Officer
Signature
/s/ John Saia, as attorney-in-fact for Kalia Kumud
Stock symbol
GH
Transactions as of
Jan 7, 2023
Transactions value $
-$56,753
Form type
4
Date filed
1/9/2023, 04:44 PM
Previous filing
Dec 5, 2022
Next filing
Mar 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $0 +5.38K +26.23% $0.00 25.9K Jan 7, 2023 Direct
transaction GH COMMON STOCK Tax liability -$56.8K -2.19K -8.45% $25.95 23.7K Jan 7, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -5.38K -50% $0.00 5.38K Jan 7, 2023 COMMON STOCK 5.38K $0.00 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F2 The restricted stock unit vests as to 25% of the shares subject to such award on January 7, 2021, and the remaining 75% of the shares subject to such award in substantially equal installments on each anniversary of January 7, 2021, during the three-year period thereafter.
F3 Not applicable for Restricted Stock Units.