Kumud Kalia - Sep 1, 2022 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
Chief Information Officer
Signature
/s/ John Saia, as attorney-in-fact for Kalia Kumud
Stock symbol
GH
Transactions as of
Sep 1, 2022
Transactions value $
-$261,503
Form type
4
Date filed
9/13/2022, 04:14 PM
Previous filing
Aug 18, 2022
Next filing
Nov 9, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $0 +2.84K +15.33% $0.00 21.4K Sep 1, 2022 Direct
transaction GH COMMON STOCK Tax liability -$69.1K -1.41K -6.59% $49.07 20K Sep 1, 2022 Direct F1
transaction GH COMMON STOCK Options Exercise $0 +6.54K +32.78% $0.00 26.5K Sep 9, 2022 Direct
transaction GH COMMON STOCK Tax liability -$192K -3.25K -12.24% $59.28 23.3K Sep 9, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -2.84K -24.99% $0.00 8.52K Sep 1, 2022 COMMON STOCK 2.84K $0.00 Direct F2, F3
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -6.54K -33.33% $0.00 13.1K Sep 9, 2022 COMMON STOCK 6.54K $0.00 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F2 The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each quarterly anniversary of September 1, 2022, during the three-year period thereafter.
F3 Not applicable to Restricted Stock Units.
F4 The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.