Kumud Kalia - 01 Sep 2022 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
Chief Information Officer
Signature
/s/ John Saia, as attorney-in-fact for Kalia Kumud
Issuer symbol
GH
Transactions as of
01 Sep 2022
Net transactions value
-$261,503
Form type
4
Filing time
13 Sep 2022, 16:14:04 UTC
Previous filing
18 Aug 2022
Next filing
09 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $0 +2,840 +15% $0.000000 21,370 01 Sep 2022 Direct
transaction GH COMMON STOCK Tax liability $69,140 -1,409 -6.6% $49.07 19,961 01 Sep 2022 Direct F1
transaction GH COMMON STOCK Options Exercise $0 +6,544 +33% $0.000000 26,505 09 Sep 2022 Direct
transaction GH COMMON STOCK Tax liability $192,364 -3,245 -12% $59.28 23,260 09 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -2,840 -25% $0.000000 8,523 01 Sep 2022 COMMON STOCK 2,840 $0.000000 Direct F2, F3
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -6,544 -33% $0.000000 13,089 09 Sep 2022 COMMON STOCK 6,544 $0.000000 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F2 The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each quarterly anniversary of September 1, 2022, during the three-year period thereafter.
F3 Not applicable to Restricted Stock Units.
F4 The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.