Amelia Merrill - 01 Aug 2022 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
SVP, People
Signature
/s/ John Saia, as attorney-in-fact for Amelia Merrill
Issuer symbol
GH
Transactions as of
01 Aug 2022
Net transactions value
-$67,299
Form type
4
Filing time
13 Sep 2022, 16:09:14 UTC
Previous filing
12 Aug 2022
Next filing
15 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $0 +1,371 +6.8% $0.000000 21,579 01 Aug 2022 Direct
transaction GH COMMON STOCK Tax liability $22,980 -475 -2.2% $48.38 21,104 01 Aug 2022 Direct F1
transaction GH COMMON STOCK Options Exercise $0 +631 +3% $0.000000 21,735 15 Aug 2022 Direct
transaction GH COMMON STOCK Tax liability $12,054 -219 -1% $55.04 21,516 15 Aug 2022 Direct F1
transaction GH COMMON STOCK Options Exercise $0 +631 +2.9% $0.000000 22,147 01 Sep 2022 Direct
transaction GH COMMON STOCK Tax liability $10,746 -219 -0.99% $49.07 21,928 01 Sep 2022 Direct F1
transaction GH COMMON STOCK Options Exercise $0 +1,047 +4.8% $0.000000 22,975 09 Sep 2022 Direct
transaction GH COMMON STOCK Tax liability $21,519 -363 -1.6% $59.28 22,612 09 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -1,371 -50% $0.000000 1,371 01 Aug 2022 COMMON STOCK 1,371 $0.000000 Direct F2, F3
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -631 -25% $0.000000 1,894 15 Aug 2022 COMMON STOCK 631 $0.000000 Direct F3, F4
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -631 -25% $0.000000 1,894 01 Sep 2022 COMMON STOCK 631 $0.000000 Direct F3, F5
transaction GH RESTRICTED STOCK UNITS Options Exercise $0 -1,047 -33% $0.000000 2,095 09 Sep 2022 COMMON STOCK 1,047 $0.000000 Direct F3, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock units. The amount retained by the Company was not in excess of the amount of the tax liability.
F2 The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on August 1, 2019.
F3 Not applicable to Restricted Stock Units.
F4 The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on August 15, 2021.
F5 The restricted stock unit vests as to 25% of the shares subject to such award on September 1, 2022, and as to the remaining 75% of the shares subject to such award in substantially equal installments on each quarterly anniversary of September 1, 2022, during the three-year period thereafter.
F6 The restricted stock unit vests as to 25% of the shares subject to such award annually commencing on September 9, 2020.