Buckhout Laurie M - Oct 12, 2022 Form 3/A - Amendment Insider Report for Castellum, Inc. (CTM)

Role
Chief Revenue Officer, Director, 10%+ Owner
Signature
/s/ Laurie Buckhout
Stock symbol
CTM
Transactions as of
Oct 12, 2022
Transactions value $
$0
Form type
3/A - Amendment
Date filed
8/24/2023, 05:43 PM
Date Of Original Report
Oct 12, 2022
Next filing
Feb 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTM Common Stock, par value $0.0001 per share 16.3K Oct 12, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTM Convertible Promissory Note Oct 12, 2022 Common Stock $0.26 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Adjusted for 1-for-20 reverse stock split.
F2 The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, is the holder of a convertible promissory note in the principal amount of $3,709,617 which has a maturity date of September 30, 2024 and is convertible into Common Stock at $0.26 per share. At the closing of the Company's offering it is expected that $1,000,000 of the principal amount then outstanding will be converted into 3,846,154 shares of Common Stock at $0.26 per share.

Remarks:

This amendment is being filed to correctly report (a) the Reporting Person as a 10% owner of the Issuer and (b) certain shares of Common Stock held by the Reporting Person at the time of the original filing.