Buckhout Laurie M. - 12 Oct 2022 Form 3/A - Amendment Insider Report for Castellum, Inc. (CTM)

Role
Chief Revenue Officer, Director, 10%+ Owner
Signature
/s/ Laurie Buckhout
Issuer symbol
CTM
Transactions as of
12 Oct 2022
Net transactions value
$0
Form type
3/A - Amendment
Filing time
24 Aug 2023, 17:43:50 UTC
Date Of Original Report
12 Oct 2022
Next filing
23 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTM Common Stock, par value $0.0001 per share 16,290 12 Oct 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTM Convertible Promissory Note 12 Oct 2022 Common Stock $0.2600 See footnote F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Adjusted for 1-for-20 reverse stock split.
F2 The Buckhout Charitable Remainder Trust, Laurie Buckhout, TTEE, is the holder of a convertible promissory note in the principal amount of $3,709,617 which has a maturity date of September 30, 2024 and is convertible into Common Stock at $0.26 per share. At the closing of the Company's offering it is expected that $1,000,000 of the principal amount then outstanding will be converted into 3,846,154 shares of Common Stock at $0.26 per share.

Remarks:

This amendment is being filed to correctly report (a) the Reporting Person as a 10% owner of the Issuer and (b) certain shares of Common Stock held by the Reporting Person at the time of the original filing.