Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | SXTP | Common Stock | 667K | Jul 11, 2023 | By Trust | F1 | |||||
holding | SXTP | Common Stock | 10.5K | Jul 11, 2023 | Direct | F2 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | SXTP | Warrants (right to buy) | Jul 11, 2023 | Common Stock | 10.5K | $4.77 | Direct |
Id | Content |
---|---|
F1 | 667,143 shares of common stock held by the Geoffrey S. Dow Revocable Trust, of which Geoffrey Dow is the trustee and has voting and dispositive control. |
F2 | Shares issued pursuant to the automatic conversion of that certain 10% OID Promissory Note, dated May 19, 2022, bearing interest at the rate of 6% per annum, in the principal amount of $44,444 at a conversion price of $4.24 per share (80% of the Company's initial public offering price). |