Mark Fuller - Oct 12, 2022 Form 3 Insider Report for Castellum, Inc. (CTM)

Role
Chief Executive Officer, Chair, Director
Signature
/s/ Mark Fuller
Stock symbol
CTM
Transactions as of
Oct 12, 2022
Transactions value $
$0
Form type
3
Date filed
10/12/2022, 09:10 PM
Next filing
Oct 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTM Common Stock 25K Oct 12, 2022 See footnote F1
holding CTM Common Stock 50K Oct 12, 2022 See footnote F2
holding CTM Common Stock 25K Oct 12, 2022 Katherine Fuller, daughter
holding CTM Common Stock 25K Oct 12, 2022 Michael Fuller, son

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTM Series B Preferred Stock Oct 12, 2022 Common Stock 7.52M See footnote F1, F3
holding CTM Warrants Oct 12, 2022 Common Stock 65K $1.60 Direct F4
holding CTM Warrants Oct 12, 2022 Common Stock 160K $3.40 Direct F4
holding CTM Warrants Oct 12, 2022 Common Stock 725K $2.00 Direct F4
holding CTM Warrants Oct 12, 2022 Common Stock 85K $4.00 Direct F4
holding CTM Warrants Oct 12, 2022 Common Stock 181K $3.80 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by The Mark Chapppelle Fuller Revocable Trust, Mark Fuller, Trustee.
F2 Held by Janice Lynee Dudley Revocable Trust, Janice Lynn Dudley, TTEE, Spouse.
F3 1,504,500 shares of the Series B Preferred Stock will be converted into 7,522,500 shares of Common Stock, concurrently with the Company's offering.
F4 Mr. Fuller was granted a total of 1,215,934 warrants that are exercisable into 1,215,934 shares of Common Stock.