Barrett Mooney - Dec 31, 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Chairman and CEO, Director
Signature
/s/ Barrett Mooney
Stock symbol
UAVS
Transactions as of
Dec 31, 2020
Transactions value $
-$521,340
Form type
4
Date filed
6/13/2022, 09:29 AM
Next filing
Jun 24, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.1K +10K +10% $0.41 110K Feb 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$99.2K -10K -9.09% $9.92* 100K Feb 1, 2021 Direct F1, F7
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.1K +10K +10% $0.41 110K Mar 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$85.2K -10K -9.09% $8.52* 100K Mar 1, 2021 Direct F1, F8
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.1K +10K +10% $0.41 110K Mar 30, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$57.6K -10K -9.09% $5.76* 100K Mar 30, 2021 Direct F1, F9
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.1K +10K +10% $0.41 110K Apr 30, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$58.3K -10K -9.09% $5.83* 100K Apr 30, 2021 Direct F1, F10
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.1K +10K +10% $0.41 110K Jun 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$51.1K -10K -9.09% $5.11* 100K Jun 1, 2021 Direct F1, F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.1K +10K +10% $0.41 110K Jun 30, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$53.5K -10K -9.09% $5.35* 100K Jun 30, 2021 Direct F1, F12
transaction UAVS Common Stock, par value $0.001 Options Exercise $2.05K +5K +5% $0.41 105K Jul 21, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale -$20.9K -5K -4.76% $4.17* 100K Jul 21, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $2.05K +5K +5% $0.41 105K Aug 17, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale -$17.7K -5K -4.76% $3.53* 100K Aug 17, 2021 Direct F2, F13
transaction UAVS Common Stock, par value $0.001 Options Exercise $2.05K +5K +5% $0.41 105K Sep 14, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale -$16.5K -5K -4.76% $3.30* 100K Sep 14, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $2.05K +5K +5% $0.41 105K Oct 19, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale -$14.8K -5K -4.76% $2.95* 100K Oct 19, 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $10.3K +25K +25% $0.41 125K Jan 11, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale -$36K -25K -20% $1.44* 100K Jan 11, 2022 Direct F3, F14
transaction UAVS Common Stock, par value $0.001 Options Exercise $10.3K +25K +25% $0.41 125K Feb 15, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale -$26K -25K -20% $1.04 100K Feb 15, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Options Exercise $10.3K +25K +25% $0.41 125K Mar 15, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale -$23.3K -25K -20% $0.93 100K Mar 15, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Options Exercise $10.3K +25K +25% $0.41 125K Apr 12, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale -$26.3K -25K -20% $1.05 100K Apr 12, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Options Exercise $10.3K +25K +25% $0.41 125K May 17, 2022 Direct F3
transaction UAVS Common Stock, par value $0.001 Sale -$19.3K -25K -20% $0.77 100K May 17, 2022 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25K -6.17% 380K May 17, 2022 Common Stock 25K $0.41 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25K -5.81% 405K Apr 12, 2022 Common Stock 25K $0.41 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +6.17% 430K Mar 31, 2022 Common Stock 25K $1.19 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25K -5.81% 405K Mar 15, 2022 Common Stock 25K $0.41 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25K -5.49% 430K Feb 15, 2022 Common Stock 25K $0.41 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -25K -5.21% 455K Jan 11, 2022 Common Stock 25K $0.41 Direct F3, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +5.49% 480K Dec 31, 2021 Common Stock 25K $1.57 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5K -1.09% 455K Oct 19, 2021 Common Stock 5K $0.41 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +5.75% 460K Sep 30, 2021 Common Stock 25K $3.01 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5K -1.14% 435K Sep 14, 2021 Common Stock 5K $0.41 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5K -1.12% 440K Aug 17, 2021 Common Stock 5K $0.41 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -5K -1.11% 445K Jul 21, 2021 Common Stock 5K $0.41 Direct F2, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +5.88% 450K Jun 30, 2021 Common Stock 25K $5.27 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10K -2.3% 425K Jun 30, 2021 Common Stock 10K $0.41 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10K -2.25% 435K Jun 1, 2021 Common Stock 10K $0.41 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10K -2.2% 445K Apr 30, 2021 Common Stock 10K $0.41 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +5.81% 455K Mar 31, 2021 Common Stock 25K $6.26 Direct F4, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10K -2.27% 430K Mar 30, 2021 Common Stock 10K $0.41 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10K -2.22% 440K Mar 1, 2021 Common Stock 10K $0.41 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -10K -2.17% 450K Feb 1, 2021 Common Stock 10K $0.41 Direct F1, F5, F6
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +5.75% 460K Dec 31, 2020 Common Stock 25K $6.00 Direct F4, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.
F2 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.
F3 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.
F4 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F5 The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F6 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.98.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.56.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.76 to $5.77.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $5.845.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.11 to $5.12.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.37.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.53 to $3.545.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45.