Thomas Gardner - Dec 31, 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Director
Signature
/s/ Thomas J. Gardner
Stock symbol
UAVS
Transactions as of
Dec 31, 2020
Transactions value $
-$235,690
Form type
4
Date filed
6/13/2022, 09:26 AM
Next filing
Jul 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $1.31K +4.5K $0.29 4.5K Apr 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $1.03K +2.5K +55.56% $0.41 7K Apr 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $4.03K +13K +185.71% $0.31 20K Apr 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$142K -20K -100% $7.10* 0 Apr 1, 2021 Direct F2, F6
transaction UAVS Common Stock, par value $0.001 Options Exercise $725 +2.5K $0.29 2.5K Jul 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $5.43K +17.5K +700% $0.31 20K Jul 1, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$106K -20K -100% $5.31* 0 Jul 1, 2021 Direct F2, F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +10.62% 261K Mar 31, 2022 Common Stock 25K $1.19 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +11.88% 236K Dec 31, 2021 Common Stock 25K $1.57 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +13.48% 211K Sep 30, 2021 Common Stock 25K $3.01 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -17.5K -8.62% 186K Jul 1, 2021 Common Stock 17.5K $0.31 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -2.5K -1.22% 203K Jul 1, 2021 Common Stock 2.5K $0.29 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +13.85% 206K Jun 30, 2021 Common Stock 25K $5.27 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -4.5K -2.43% 181K Apr 1, 2021 Common Stock 4.5K $0.29 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -2.5K -1.33% 185K Apr 1, 2021 Common Stock 2.5K $0.41 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -13K -6.48% 188K Apr 1, 2021 Common Stock 13K $0.31 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +14.25% 201K Mar 31, 2021 Common Stock 25K $6.26 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +16.61% 176K Dec 31, 2020 Common Stock 25K $6.00 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.
F3 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F4 The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F5 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.07 to $7.16.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.32.