Grant A. Begley - 23 Feb 2021 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Director
Signature
/s/ Grant A. Begley
Issuer symbol
UAVS
Transactions as of
23 Feb 2021
Net transactions value
-$261,824
Form type
4
Filing time
13 Jun 2022, 07:20:57 UTC
Next filing
05 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,310 +4,125 $0.5600 4,125 23 Feb 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $30,042 -4,125 -100% $7.28* 0 23 Feb 2021 Direct F1, F6
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,691 +4,125 $0.4100 4,125 23 Mar 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $30,352 -4,125 -100% $7.36* 0 23 Mar 2021 Direct F1, F7
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,310 +4,125 $0.5600 4,125 27 Apr 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $26,441 -4,125 -100% $6.41* 0 27 Apr 2021 Direct F1, F8
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,691 +4,125 $0.4100 4,125 25 May 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $19,181 -4,125 -100% $4.65* 0 25 May 2021 Direct F1, F9
transaction UAVS Common Stock, par value $0.001 Options Exercise $600 +10,000 $0.0600 10,000 22 Jun 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $50,800 -10,000 -100% $5.08* 0 22 Jun 2021 Direct F2, F10
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,900 +10,000 $0.2900 10,000 27 Jul 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $39,680 -10,000 -100% $3.97* 0 27 Jul 2021 Direct F2, F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,885 +6,500 $0.2900 6,500 24 Aug 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $21,515 -6,500 -100% $3.31* 0 24 Aug 2021 Direct F2, F12
transaction UAVS Common Stock, par value $0.001 Options Exercise $600 +10,000 $0.0600 10,000 28 Sep 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $32,400 -10,000 -100% $3.24* 0 28 Sep 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Options Exercise $3,100 +10,000 $0.3100 10,000 26 Oct 2021 Direct F2
transaction UAVS Common Stock, par value $0.001 Sale $28,500 -10,000 -100% $2.85* 0 26 Oct 2021 Direct F2, F13

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001 per share Award +25,000 +8% 338,355 31 Mar 2022 Common Stock 25,000 $1.19 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Award +25,000 +8.7% 313,355 31 Dec 2021 Common Stock 25,000 $1.57 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -10,000 -3.4% 288,355 26 Oct 2021 Common Stock 10,000 $0.3100 Direct F2, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Award +25,000 +9.1% 298,355 30 Sep 2021 Common Stock 25,000 $3.01 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -10,000 -3.5% 273,355 28 Sep 2021 Common Stock 10,000 $0.0600 Direct F2, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -6,500 -2.2% 283,355 24 Aug 2021 Common Stock 6,500 $0.2900 Direct F2, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -10,000 -3.3% 289,855 27 Jul 2021 Common Stock 10,000 $0.2900 Direct F2, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Award +25,000 +9.1% 299,855 30 Jun 2021 Common Stock 25,000 $5.27 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -10,000 -3.5% 274,855 22 Jun 2021 Common Stock 10,000 $0.0600 Direct F2, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -4,125 -1.4% 284,855 25 May 2021 Common Stock 4,125 $0.4100 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -4,125 -1.4% 288,980 27 Apr 2021 Common Stock 4,125 $0.5600 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Award +25,000 +9.3% 293,105 31 Mar 2021 Common Stock 25,000 $6.26 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -4,125 -1.5% 268,105 23 Mar 2021 Common Stock 4,125 $0.4100 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001 per share Options Exercise -4,125 -1.5% 272,230 23 Feb 2021 Common Stock 4,125 $0.5600 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/27/2020.
F2 The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.
F3 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F4 The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F5 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.35.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.35 to $7.37.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.41 to $6.42.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.64 to $4.66.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.10.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.96 to $3.98.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.32.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.865.