Luisa Ingargiola - 31 Dec 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Director
Signature
/s/ Luisa Ingargiola
Issuer symbol
UAVS
Transactions as of
31 Dec 2020
Net transactions value
-$131,807
Form type
4
Filing time
13 Jun 2022, 07:11:33 UTC
Next filing
17 Dec 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $854 +1,525 $0.5600 1,525 17 Jun 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $2,537 +6,187 +406% $0.4100 7,712 17 Jun 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,794 +6,187 +80% $0.2900 13,899 17 Jun 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Options Exercise $3,836 +12,375 +89% $0.3100 26,274 17 Jun 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $140,829 -26,274 -100% $5.36* 0 17 Jun 2021 Direct F2, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +9.8% 280,812 31 Mar 2022 Common Stock 25,000 $1.19 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +11% 255,812 31 Dec 2021 Common Stock 25,000 $1.57 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +12% 230,812 30 Sep 2021 Common Stock 25,000 $3.01 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +14% 205,812 30 Jun 2021 Common Stock 25,000 $5.27 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -1,525 -0.84% 180,812 17 Jun 2021 Common Stock 1,525 $0.5600 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -6,187 -3.3% 182,337 17 Jun 2021 Common Stock 6,187 $0.4100 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -6,187 -3.2% 188,254 17 Jun 2021 Common Stock 6,187 $0.2900 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -12,375 -6% 194,711 17 Jun 2021 Common Stock 12,375 $0.3100 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +14% 207,086 31 Mar 2021 Common Stock 25,000 $6.26 Direct F1, F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +16% 182,086 31 Dec 2020 Common Stock 25,000 $6.00 Direct F1, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.
F3 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F4 The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F5 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.31 to $5.38.