E.h. Dewhurst - 17 Dec 2021 Form 4 Insider Report for TriState Capital Holdings, Inc.

Role
Director
Signature
/s/ Karla Villatoro de Friedman, General Counsel of TriState Capital Bank, Attorney-in-Fact
Issuer symbol
N/A
Transactions as of
17 Dec 2021
Net transactions value
+$18.58
Form type
4
Filing time
27 Dec 2021, 14:26:35 UTC
Previous filing
12 May 2021
Next filing
18 Mar 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TSC Common Stock Options Exercise $55,920 +6,000 +17% $9.32 42,301 17 Dec 2021 Direct
transaction TSC Common Stock Award $55,901 -1,874 -4.4% $29.83 40,427 17 Dec 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TSC Stock Options (Right to Buy) Options Exercise $0 -6,000 -100% $0.000000* 0 17 Dec 2021 Common Stock 6,000 $9.32 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the withholding of 1,874 shares of common stock in payment of the exercise price from the exercise of stock options expiring on December 31, 2021. The number of shares withheld was determined on December 17, 2021 based on the closing price of the Issuer's common stock on December 16, 2021 and is not a market sale of securities.
F2 3,000 of these options vested and became exercisable on or about 6/30/2014, and the remaining 3,000 options will vest and become exercisable on 12/31/2016.